Junior Compliance Officer

Duties and responsibilities:

  • Assist in Drafting of the scope of work of all features that will be part of the DDS and FCS platform.
  • Assist to Liaise with local authorities to get access to local data sources (MNS, Government Gazette, National assembly notes etc).
  • Assist the Compliance officer to Identify and assess different potential partnership for the Transaction Monitoring and Transaction screening.
  • Assist in building the list of rules for the Transaction monitoring features.
  • Assist in Scoping of the risk matrix, risk profiling and risk scoring engine (Scorecard) for the DDS solution.
  • Assist to build the list of rules for the Scoring engine feature.
  • Performing ongoing reviews of business processes and developing optimization strategies.
  • Conducting meetings and presentations to share ideas and findings.
  • Performing requirements analysis.
  • Assist in testing of new release from the technical team to ensure that it is in line with the Scope.
  • Effectively communicating your insights and plans to cross-functional team members and management.
  • Gathering critical information from meetings with various stakeholders and producing useful reports.
  • Working closely with clients, technical and managerial staff.
  • Serving as a liaison between stakeholders and users.
  • Assist UAT Testing, System Testing, Functionality Testing, End to End Testing.
  • Responsible for promptly communicating any issues/findings to the team and Management.
  • Responsible for creating and tracking defects & liaise with Developers for resolution.
  • Assist in supporting Production deployments and post deployment validation.
  • Assist the General Manager in their daily duties as per their instructions.
  • Adhere to company regulations at all times.
  • Other cognate duties.

Requirements: Knowledge:

  • Degree in Finance/ Financial Services; or CAMS; or Barrister at law.
  • Knowledge in Legal, AML/CFT and compliance, Guidelines onBOM, AML Handbook FSC, FATF 40 recommendations, FIU Guidelines and GoAML platform, FSC onboarding Platform, FIAMLA, FIAMLAR, GDPR/DPA, Targeted Sanction List, EU directives, Prevention of terrorism Act (POTA), BASEL, Wolfsberg Regulation.

We thank all interested candidates to send their CV/Cover letter here, however only those matching the above criteria would be taken into consideration.

Nous invitons les candidats intéressés à envoyer leur CV et lettre de motivation ici. Seuls les candidats correspondant aux critères demandés seront appelés pour un entretien.

Please fill out form below if you are an interested candidate